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Whatever you need - we have your back
Every day we help Directly Authorised firms and advisers across the UK meet regulatory expectations and operate from a position of strength and confidence. From compliance expertise and technical queries to risk assessments, we give you everything you need quickly, easily and affordably.
Get access to expert compliance support and guidance.
For those who already have dedicated in house compliance resource but want to be kept abreast of regulatory changes, affirm understanding and have access to tools and templates.
You'll get:
Knowledgeable compliance helpdesk
Compliance guidance & regulatory updates to your inbox
A comprehensive suite of compliance templates
Extensive online support library
Suite of respected regulatory registers
CPD events and webinars
Access to enhanced mortgage and protection rates
A range of exclusive third-party supplier deals
Inform Package
Consult
Package
Comprehensive, personalised compliance and research support.
Perfect for those without in-house compliance resource. Reduce the compliance burden and get the assurance you need.
You'll get:
Everything from the Inform Package
Plus:
Dedicated regulatory consultant
Annual SYSC audit
Annual thematic audit
Access to our research: mortgage & protection research support; investments and pensions technical
Most Popular
Add-on
Services
Every firm needs additional bespoke services from time to time. You can add these services onto your package at any time, or pick ad mix to make your own package.
For our full list of add-on services, please view our packages and services flyer.
Here's just a flavour of what we offer:
File Reviews
Financial Promotions Training, Guidance & Reviews
FCA Authorisation
FCA Interview Competency Preparation
RMAR Submission support
Provider due diligence
Panel consultancy
Platform due diligence
Target market research
ESG due diligence
Fund and MPS research
Recruitment of new advisers and support staff
Business sale and exit strategy planning
Capital resources and wind-down planning
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