Navigating FCA skilled person reviews, remediation, and past business reviews
- Feb 9
- 1 min read
Risk of s166 review has 'never been more significant'
Our Managing Director, Marjolaine Quirke, recently shared her compliance insight with Professional Adviser, explaining how firms can navigate a s166 review in an increasingly data-driven, outcomes-focused regulatory environment. The Financial Conduct Authority (FCA) continues to deploy skilled person reviews, also known as s166 reviews, to investigate and resolve supervisory concerns.
For firms in the wealth, investment, and advice sectors, the risk of a s166 review, often triggered by conduct issues, poor client outcomes, or governance weaknesse, has never been higher.
Click below to view the full article with Professional Adviser.
